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JONATHAN MARIO MODIANO
MODIANO JONATHAN, JONATHAN MARIO MODIANO MR.
CRD#: 4643118
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 32300 NORTHWESTERN HWY STE 150
FARMINGTON HILLS, MI 48334
Registration History
200420062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - Present (18 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - Present (21 years)
Disclosure(s)
View By:
5/30/2017
Customer Dispute
Settled
10/22/2012
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 4/28/2005

B
Michigan 5/29/2003

B
California 4/11/2005

IA
Michigan 9/17/2010

B
Colorado 4/28/2005

B
Minnesota 3/24/2014

B
Connecticut 10/30/2008

B
Missouri 2/16/2023

B
Delaware 11/7/2019

B
Nevada 4/28/2005

B
District of Columbia 4/28/2005

B
New Jersey 4/28/2005

B
Florida 4/11/2005

B
New York 4/11/2005

IA
Florida 6/28/2023

B
North Carolina 5/29/2007

B
Georgia 12/14/2004

B
Ohio 4/28/2005

B
Hawaii 1/10/2007

B
Pennsylvania 9/7/2006

B
Illinois 4/19/2005

B
South Carolina 4/28/2005

B
Indiana 4/28/2005

B
Tennessee 7/10/2019

B
Kansas 4/10/2018

B
Texas 4/28/2005

B
Kentucky 5/17/2024

IA
Texas 4/7/2006

B
Louisiana 4/16/2018

B
Utah 4/15/2009

B
Maine 10/28/2015

B
Virginia 4/28/2005

B
Maryland 7/22/2010

B
Washington 4/11/2005

B
Massachusetts 3/18/2005

B
Wisconsin 2/16/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Registered with this firm since 4/7/2006

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Registered with this firm since 5/13/2003

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.