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Detailed Report
GWENDOLYN BELLE
Gwen Belle
CRD#: 4642421
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 901 East Byrd Street
Suite 2000
Richmond, VA 23219
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (<1 year)2 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2022 (5 years)BFIRST CLEARING, LLC (CRD# 17344)2009 - 2016 (7 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2007 - 2009 (1 year)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)2004 - 2007 (3 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2019 - 2022 (3 years)
License(s)

State Registrations

B
Alabama 11/25/2024
B
Nevada 7/20/2022
B
Alaska 11/25/2024
B
New Hampshire 11/25/2024
B
Arizona 11/25/2024
B
New Jersey 11/25/2024
B
Arkansas 7/20/2022
B
New Mexico 7/20/2022
B
California 11/25/2024
B
New York 11/25/2024
B
Colorado 11/25/2024
B
North Carolina 7/20/2022
B
Connecticut 11/25/2024
B
North Dakota 7/20/2022
B
Delaware 11/25/2024
B
Ohio 11/26/2024
B
District of Columbia 11/25/2024
B
Oklahoma 11/25/2024
B
Florida 7/20/2022
B
Oregon 11/25/2024
B
Georgia 7/20/2022
B
Pennsylvania 11/25/2024
B
Hawaii 11/25/2024
B
Puerto Rico 7/20/2022
B
Idaho 11/25/2024
B
Rhode Island 7/20/2022
B
Illinois 7/20/2022
B
South Carolina 7/20/2022
B
Indiana 7/20/2022
B
South Dakota 7/20/2022
B
Iowa 11/25/2024
B
Tennessee 11/25/2024
B
Kansas 11/25/2024
B
Texas 7/20/2022
B
Kentucky 11/25/2024
IA
Texas 7/21/2022
B
Louisiana 11/25/2024
B
Utah 7/20/2022
B
Maine 11/25/2024
B
Vermont 11/25/2024
B
Maryland 11/25/2024
B
Virgin Islands 11/25/2024
B
Massachusetts 7/20/2022
B
Virginia 7/20/2022
B
Michigan 11/25/2024
IA
Virginia 7/21/2022
B
Minnesota 7/20/2022
B
Washington 7/20/2022
B
Mississippi 7/20/2022
B
West Virginia 11/25/2024
B
Missouri 11/25/2024
B
Wisconsin 7/20/2022
B
Montana 11/25/2024
B
Wyoming 11/25/2024
B
Nebraska 7/20/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
901 East Byrd Street Suite 2000, Richmond, VA 23219
Registered with this firm since 7/21/2022
B
MORGAN STANLEY (CRD#:149777)
901 East Byrd Street Suite 2000, Richmond, VA 23219
Registered with this firm since 7/20/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/15/2019 - 07/12/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 11/11/2016 - 07/12/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 04/17/2009 - 11/11/2016 FIRST CLEARING, LLC (CRD#:17344) ST. LOUIS, MO
B
 05/11/2007 - 04/17/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 02/11/2004 - 04/30/2007 CAPITAL BROKERAGE CORPORATION (CRD#:10465) RICHMOND, VA
B
 03/24/2003 - 01/20/2004 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 03/24/2003 - 01/20/2004 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.