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Detailed Report
OLIVER BRYAN WILLIAMSON
CRD#: 4642029
IA
Investment Adviser
B
Broker
CALTON & ASSOCIATES, INC.CRD#: 20999 189 HIBBARD STREET
PIKEVILLE, KY 41501
Registration History
200420062008201020122014201620182020202220242026IACALTON & ASSOCIATES, INC. (CRD# 20999)2004 - Present (20 years)BCALTON & ASSOCIATES, INC. (CRD# 20999)2003 - Present (21 years)
License(s)

State Registrations

B
Alabama 1/23/2018
B
Ohio 3/11/2008
B
California 1/28/2011
B
Pennsylvania 7/16/2009
B
Florida 7/13/2005
B
South Carolina 1/4/2007
B
Kentucky 6/3/2003
B
Tennessee 9/5/2006
IA
Kentucky 8/17/2004
B
Texas 2/1/2013
B
Michigan 1/4/2016
B
Virginia 9/6/2005
B
North Carolina 8/11/2008
B
West Virginia 9/6/2005

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CALTON & ASSOCIATES, INC. (CRD#:20999)
189 HIBBARD STREET, PIKEVILLE, KY 41501
Registered with this firm since 8/17/2004
B
CALTON & ASSOCIATES, INC. (CRD#:20999)
189 HIBBARD STREET, PIKEVILLE, KY 41501
Registered with this firm since 4/16/2003
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.