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JAMES PATRICK MAHER
JAMES PATRICK MAHER MR.
CRD#: 4641855
IA
Investment Adviser
B
Broker
CONCORDE ASSET MANAGEMENT, LLCCRD#: 140367 30101 NORTHWESTERN HWY
#120
FARMINGTON HILLS, MI 48334
CONCORDE INVESTMENT SERVICES, LLCCRD#: 151604 30101 NORTHWESTERN HWY.
#120
FARMINGTON HILLS, MI 48334
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BNORTHSTAR FINANCIAL PARTNERS, INC. (CRD# 107708)2004 - 2013 (9 years)BASSOCIATED SECURITIES CORP. (CRD# 12969)2003 - 2004 (1 year)IANORTHSTAR FINANCIAL PARTNERS, INC. (CRD# 107708)2010 - 2013 (3 years)
Disclosure(s)
View By:
7/28/2023
Customer Dispute
Settled
10/25/2016
Regulatory
Final
License(s)

State Registrations

B
Alabama 9/8/2021

B
Ohio 11/7/2013

IA
Alabama 9/8/2021

IA
Ohio 4/28/2023

B
Colorado 3/13/2015

B
Pennsylvania 6/8/2020

B
Florida 10/10/2014

IA
Pennsylvania 6/8/2020

B
Michigan 11/7/2013

B
South Carolina 11/7/2013

IA
Michigan 11/25/2013

B
Tennessee 12/10/2024

B
North Carolina 11/18/2022

B
Texas 7/16/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CONCORDE ASSET MANAGEMENT, LLC (CRD#:140367)
30101 NORTHWESTERN HWY #120, FARMINGTON HILLS, MI 48334
Registered with this firm since 11/25/2013

B
CONCORDE INVESTMENT SERVICES, LLC (CRD#:151604)
30101 NORTHWESTERN HWY. #120, FARMINGTON HILLS, MI 48334
Registered with this firm since 11/7/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/18/2010 - 11/15/2013 NORTHSTAR FINANCIAL PARTNERS, INC. (CRD#:107708) FARMINGTON HILLS, MI
B
03/15/2004 - 11/15/2013 NORTHSTAR FINANCIAL PARTNERS, INC. (CRD#:107708) FARMINGTON HILLS, MI
B
03/24/2003 - 03/31/2004 ASSOCIATED SECURITIES CORP. (CRD#:12969) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.