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ANDREW THOMAS EPSTEIN
ANDREW EPSTEIN
CRD#: 4641792
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 245 SUMMER STREET, V2A
BOSTON, MA 02210
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 35 MORRIS STREET
MORRISTOWN, NJ 07960
Registration History
20042006200820102012201420162018202020222024IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2003 - Present (21 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2003 - 2018 (14 years)
Disclosure(s)
View By:
3/11/2010
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 8/9/2017

B
Minnesota 8/9/2017

B
California 4/23/2020

B
Missouri 7/19/2024

B
Colorado 12/12/2014

B
New Jersey 8/27/2003

B
Connecticut 1/3/2005

IA
New Jersey 7/13/2018

B
Delaware 3/12/2021

B
New York 4/6/2004

B
District of Columbia 9/19/2019

B
North Carolina 1/5/2011

B
Florida 8/27/2003

B
Pennsylvania 9/5/2013

B
Georgia 8/9/2017

B
Rhode Island 9/22/2020

B
Hawaii 10/9/2020

B
South Carolina 9/19/2019

B
Idaho 3/4/2022

IA
Texas 11/24/2019

B
Illinois 4/23/2020

B
Texas 1/3/2020

B
Maine 1/3/2020

B
Utah 12/13/2022

B
Maryland 10/5/2016

B
Virginia 9/19/2019

B
Massachusetts 8/9/2017

B
Washington 5/3/2024

B
Michigan 11/16/2020

B
Wisconsin 9/29/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
245 SUMMER STREET, V2A, BOSTON, MA 02210
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
35 MORRIS STREET, MORRISTOWN, NJ 07960
RANDOLPH, NJ
Registered with this firm since 8/27/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/04/2003 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) MORRISTOWN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.