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YING MEI
CRD#: 4640876
IA
B
MORGAN STANLEYCRD#: 149777 20400 Stevens Creek Boulevard
Suite 350
Cupertino, CA 95014
Suite 350
Cupertino, CA 95014
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Arizona 12/3/2021
B
Nevada 12/3/2021
B
California 12/3/2021
B
New Jersey 8/2/2023
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California 12/3/2021
B
New York 12/3/2021
B
Colorado 12/3/2021
B
Oregon 12/3/2021
B
Florida 12/3/2021
B
Pennsylvania 12/3/2021
B
Hawaii 3/22/2023
B
Tennessee 11/2/2022
B
Idaho 10/18/2022
B
Texas 12/3/2021
B
Maryland 12/3/2021
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Texas 12/3/2021
B
Massachusetts 10/18/2022
B
Utah 7/5/2023
B
Michigan 9/20/2023
B
Virginia 6/12/2024
B
Minnesota 9/23/2024
B
Washington 12/3/2021
B
Missouri 4/16/2024
B
Wisconsin 10/18/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 12/3/2021
B
Registered with this firm since 12/3/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/12/2007 - 12/06/2021 | MILPITAS, CA | |
B | 05/29/2007 - 12/06/2021 | MILPITAS, CA | |
B | 04/07/2006 - 05/29/2007 | MILPITAS, CA | |
IA | 06/04/2003 - 06/04/2005 | CAMPBELL, CA | |
B | 05/14/2003 - 06/04/2005 | MINNEAPOLIS, MN | |
B | 05/14/2003 - 06/04/2005 | MINNEAPOLIS, MN | |
B | 03/17/2003 - 04/16/2003 | CUPERTINO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.