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EL Kyle Brooks
KYLE BROOKS
CRD#: 4640829
IA
B
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 405 S. Main St
Broken Arrow, OK 74012
Broken Arrow, OK 74012
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 405 S. Main St
Broken Arrow, OK 74012
Broken Arrow, OK 74012
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12/1/2022
Employment Separation After Allegations
12/20/2018
Financial
Final
11/20/2017
Financial
Final
State Registrations
B
Oklahoma 4/12/2023
IA
Oklahoma 4/25/2023
SRO Registrations
B
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IA
Registered with this firm since 4/25/2023
B
Registered with this firm since 3/23/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/25/2010 - 12/07/2022 | OKMULGEE, OK | |
B | 11/25/2009 - 12/07/2022 | OKMULGEE, OK | |
B | 03/20/2003 - 11/30/2009 | BROKEN ARROW, OK |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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