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JENNIFER KAY KEMPF
JENNIFER KAY HENNESEY, JENNIFER KAY WHITE
CRD#: 4640758
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 777 E EISENHOWER PKWY
ANN ARBOR, MI 48108
ANN ARBOR, MI 48108
0
Disclosures
17
Years of Experience
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State Registrations
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Alabama 10/12/2010
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Missouri 10/12/2010
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Arizona 10/23/2009
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Montana 2/1/2022
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Arkansas 1/16/2023
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New Jersey 6/15/2010
B
California 10/23/2009
B
New Mexico 6/15/2010
B
Colorado 10/23/2009
B
New York 10/23/2009
B
Connecticut 10/12/2010
B
North Carolina 10/23/2009
B
Florida 10/23/2009
B
Ohio 10/23/2009
B
Georgia 10/23/2009
B
Oklahoma 1/16/2023
B
Illinois 10/23/2009
B
Oregon 1/16/2023
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Illinois 10/23/2009
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Pennsylvania 10/23/2009
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Indiana 10/23/2009
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South Carolina 10/23/2009
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Kentucky 10/23/2009
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Tennessee 10/23/2009
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Louisiana 10/12/2010
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Texas 10/23/2009
B
Maine 1/15/2021
IA
Texas 2/15/2013
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Maryland 10/12/2010
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Virginia 10/23/2009
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Massachusetts 4/27/2010
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Washington 10/23/2009
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Michigan 10/23/2009
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Wisconsin 10/23/2009
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Michigan 5/12/2010
B
Wyoming 7/15/2022
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Minnesota 6/15/2010
SRO Registrations
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Registered with this firm since 10/23/2009
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Registered with this firm since 10/23/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/24/2008 - 10/23/2009 | LANSING, MI | |
B | 10/24/2008 - 10/23/2009 | LANSING, MI | |
IA | 08/18/2008 - 10/24/2008 | LANSING, MI | |
B | 03/19/2007 - 10/24/2008 | LANSING, MI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.