Individual Firm
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ANDREW JOHN LEIMENSTOLL
AJ LEIMENSTOLL
CRD#: 4640636
IA
B
EATON VANCE MANAGEMENTCRD#: 104859 ONE POST OFFICE SQUARE
BOSTON, MA 02109
BOSTON, MA 02109
EATON VANCE DISTRIBUTORS, INC.CRD#: 37731 ELLICOTT CITY, MD
0
Disclosures
21
Years of Experience
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State Registrations
B
Alabama 6/2/2016
B
New Jersey 6/2/2016
B
Connecticut 6/2/2016
B
New York 6/2/2016
B
Delaware 6/2/2016
B
North Carolina 6/2/2016
B
District of Columbia 3/21/2013
B
Ohio 6/2/2016
B
Florida 6/2/2016
B
Pennsylvania 6/2/2016
B
Georgia 6/2/2016
B
Puerto Rico 6/2/2016
B
Kentucky 6/2/2016
B
Rhode Island 6/2/2016
B
Maine 6/2/2016
B
South Carolina 6/2/2016
B
Maryland 3/21/2013
B
Tennessee 6/2/2016
IA
Massachusetts 3/25/2013
B
Vermont 6/2/2016
B
Massachusetts 6/2/2016
B
Virginia 3/21/2013
B
New Hampshire 6/2/2016
B
West Virginia 6/2/2016
SRO Registrations
B
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IA
Registered with this firm since 3/25/2013
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Registered with this firm since 3/21/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/07/2010 - 03/05/2013 | ATLANTA, GA | |
B | 06/01/2010 - 03/05/2013 | HOUSTON, TX | |
IA | 02/02/2006 - 06/03/2010 | CHICAGO, IL | |
B | 02/01/2006 - 06/01/2010 | HOUSTON, TX | |
IA | 04/09/2004 - 01/27/2006 | RICHMOND, VA | |
B | 04/09/2004 - 01/27/2006 | ST. LOUIS, MO | |
IA | 06/30/2003 - 01/20/2004 | RICHMOND, VA | |
B | 05/28/2003 - 01/20/2004 | ST. PAUL, MN |
CHICAGO, IL
02/02/2006 - 06/03/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.