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Detailed Report
PETER NICHOLAS GETSCHMANN
PETER GETSCHMANN
CRD#: 4639634
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2640 Hylan Blvd
STATEN ISLAND, NY 10306
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (1 year)2 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)BMULTI-FINANCIAL SECURITIES COR... (CRD# 10299)2005 - 2006 (1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (1 year)
Disclosure(s)
View By:
8/9/2017
Customer Dispute
Denied
2/7/2017
Customer Dispute
Denied
5/11/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/26/2024
B
New York 10/1/2012
B
California 2/23/2018
IA
New York 5/3/2021
B
Colorado 5/13/2020
B
Pennsylvania 5/16/2018
B
Connecticut 10/1/2012
B
South Carolina 11/10/2020
B
Florida 1/12/2015
B
Texas 5/17/2017
B
Georgia 8/15/2016
IA
Texas 5/26/2017
B
New Jersey 10/1/2012
B
Virginia 5/13/2016
IA
New Jersey 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2640 Hylan Blvd, STATEN ISLAND, NY 10306
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2640 Hylan Blvd, STATEN ISLAND, NY 10306
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/10/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) STATEN ISLAND, NY
B
 01/08/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) STATEN ISLAND, NY
B
 01/10/2005 - 12/31/2006 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) RED BANK, NJ
B
 03/24/2003 - 10/18/2004 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 03/24/2003 - 10/18/2004 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.