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JOSHUA JOHN DANIEL PENNER
JOSHUA JOHN PENNER, JOSHUA PENNER
CRD#: 4639512
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2929 ALLEN PARKWAY
L3-20
HOUSTON, TX 77019
COREBRIDGE CAPITAL SERVICES, INC.CRD#: 13158 2929 ALLEN PARKWAY
HOUSTON, TX 77019
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2016 - Present (8 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2015 (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2006 - 2007 (1 year)BINTRUST BROKERAGE INC. (CRD# 43502)2003 - 2006 (3 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - 2015 (1 year)
License(s)

State Registrations

B
Texas 7/19/2016

IA
Texas 7/20/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY L3-20, HOUSTON, TX 77019
Registered with this firm since 7/20/2016

B
COREBRIDGE CAPITAL SERVICES, INC. (CRD#:13158)
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Registered with this firm since 7/25/2016

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY L3-20, HOUSTON, TX 77019
Registered with this firm since 7/19/2016

Previous Registration(s)
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IA
04/30/2014 - 10/07/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) COLUMBUS, OH
B
10/01/2012 - 10/07/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) COLUMBUS, OH
B
08/06/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) COLUMBUS, OH
B
07/03/2006 - 11/28/2007 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) WICHITA, KS
B
03/06/2003 - 07/03/2006 INTRUST BROKERAGE INC. (CRD#:43502) WICHITA, KS
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.