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Registration History
19901995200020052010201520202025IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2004 - Present (20 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2003 - Present (21 years)
Disclosure(s)
View By:
10/14/1986
Criminal
Final Disposition
License(s)

State Registrations

B
Illinois 5/13/2022

IA
Texas 6/24/2004

B
Louisiana 1/18/2023

B
Vermont 9/11/2020

B
Texas 3/25/2003

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
Dallas, TX
Registered with this firm since 6/24/2004

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
Dallas, TX
Registered with this firm since 3/19/2003

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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.