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ROBERT LEO EDMUND WACKER
ROBERT L WACKER MR., ROBERT L WACKER
CRD#: 4637267
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 190 CARONDELET PLZ STE 800
CLAYTON, MO 63105
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2005 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2004 - 2005 (1 year)BGREAT POINT CAPITAL LLC (CRD# 114203)2003 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 8/7/2018

B
Minnesota 1/18/2024

B
Arizona 7/20/2016

B
Missouri 10/12/2012

B
Arkansas 8/25/2016

IA
Missouri 10/12/2012

B
California 10/12/2012

B
New Jersey 10/15/2021

B
Colorado 10/12/2012

B
New Mexico 10/16/2012

B
Connecticut 2/4/2025

B
New York 10/12/2012

B
Delaware 2/4/2025

B
North Carolina 4/12/2018

B
District of Columbia 2/4/2025

B
Ohio 10/12/2012

B
Florida 10/12/2012

B
Oklahoma 8/2/2021

B
Georgia 10/15/2012

B
Oregon 10/12/2012

B
Hawaii 10/12/2012

B
Pennsylvania 7/9/2018

B
Illinois 10/12/2012

B
South Carolina 10/12/2012

B
Indiana 9/28/2022

B
Tennessee 12/18/2019

B
Iowa 8/7/2018

B
Texas 9/25/2017

B
Kansas 10/3/2014

IA
Texas 9/26/2017

B
Kentucky 2/4/2025

B
Vermont 2/4/2025

B
Louisiana 9/16/2016

B
Virginia 9/1/2016

B
Maryland 9/5/2014

B
Washington 2/4/2025

B
Massachusetts 4/25/2013

B
West Virginia 8/7/2018

B
Michigan 5/21/2020

B
Wisconsin 2/5/2020

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
190 CARONDELET PLZ STE 800, CLAYTON, MO 63105
Registered with this firm since 10/12/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
190 CARONDELET PLZ STE 800, CLAYTON, MO 63105
Registered with this firm since 10/12/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 10/25/2012 MORGAN STANLEY (CRD#:149777) CLAYTON, MO
B
06/01/2009 - 10/25/2012 MORGAN STANLEY (CRD#:149777) CLAYTON, MO
IA
11/02/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CLAYTON, MO
B
10/14/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CLAYTON, MO
B
07/06/2005 - 08/18/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
05/24/2004 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
04/07/2003 - 04/13/2004 GREAT POINT CAPITAL LLC (CRD#:114203) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.