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Detailed Report
JOEL RICHARD MEEKS
CRD#: 4636823
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1021 E. CARY STREET
TWO JAMES CENTER, SUITE 1000
RICHMOND, VA 23219
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2013 (8 years)2 FIRMS2015 - Present (10 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2013 - 2014 (<1 year)
License(s)

State Registrations

B
Virginia 1/7/2015
IA
Virginia 1/7/2015

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1021 E. CARY STREET TWO JAMES CENTER, SUITE 1000, RICHMOND, VA 23219
Registered with this firm since 1/7/2015
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1021 E. CARY STREET TWO JAMES CENTER, SUITE 1000, RICHMOND, VA 23219
Registered with this firm since 1/7/2015
Previous Registration(s)
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B
 03/19/2013 - 01/03/2014 PARK AVENUE SECURITIES LLC (CRD#:46173) RICHMOND, VA
IA
 09/28/2004 - 01/28/2013 DAVENPORT & COMPANY LLC (CRD#:1588) RICHMOND, VA
B
 06/15/2004 - 01/28/2013 DAVENPORT & COMPANY LLC (CRD#:1588) RICHMOND, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.