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Nicholas J. Thomas
NICHOLAS JAY THOMAS, NICK THOMAS
CRD#: 4636667
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J.P. MORGAN SECURITIES LLCCRD#: 79 4512 24TH AVENUE
FORT GRATIOT, MI 48059
FORT GRATIOT, MI 48059
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Disclosures
21
Years of Experience
View By:
State Registrations
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Alabama 10/17/2022
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Mississippi 11/1/2022
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Arizona 8/25/2014
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Missouri 8/10/2017
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California 2/12/2016
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Nevada 1/24/2023
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Colorado 11/12/2020
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New Mexico 6/9/2015
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Florida 10/1/2012
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North Carolina 2/5/2014
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Georgia 1/31/2018
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Ohio 3/6/2013
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Illinois 10/1/2012
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South Carolina 8/28/2014
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Indiana 4/4/2017
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Tennessee 1/21/2022
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Kentucky 6/21/2019
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Texas 9/21/2015
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Louisiana 9/13/2022
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Texas 9/22/2015
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Massachusetts 7/14/2016
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Virginia 1/3/2023
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Michigan 10/1/2012
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Wisconsin 10/22/2013
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Michigan 10/1/2012
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/09/2011 - 10/01/2012 | PORT HURON, MI | |
B | 11/04/2011 - 10/01/2012 | PORT HURON, MI | |
IA | 10/20/2010 - 11/03/2011 | CLARKSTON, MI | |
B | 10/08/2010 - 11/03/2011 | CLARKSTON, MI | |
IA | 06/24/2010 - 10/19/2010 | FLINT, MI | |
B | 03/04/2008 - 10/19/2010 | FLINT, MI | |
B | 03/24/2006 - 03/04/2008 | FLINT, MI | |
B | 12/03/2004 - 03/15/2006 | CLIO, MI | |
B | 06/12/2003 - 11/19/2004 | OVERLAND PARK, KS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.