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BENJAMIN R RICHEY
BEN R RICHEY
CRD#: 4636193
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 CARLSBAD, CA
NYLIFE SECURITIES LLCCRD#: 5167 CARLSBAD, CA
Registration History
200420062008201020122014201620182020202220242026IAEAGLE STRATEGIES LLC (CRD# 110826)2014 - Present (10 years)BNYLIFE SECURITIES LLC (CRD# 5167)2004 - Present (20 years)
License(s)

State Registrations

B
Arizona 12/5/2013

B
Michigan 12/16/2022

B
California 4/3/2019

B
Missouri 8/28/2023

IA
California 8/25/2021

B
Montana 6/5/2024

B
Florida 11/21/2023

B
New Mexico 7/24/2020

B
Idaho 8/4/2022

B
Oregon 5/30/2017

B
Illinois 2/1/2024

B
Texas 9/17/2024

B
Indiana 3/23/2020

B
Utah 6/30/2004

B
Iowa 8/25/2021

B
Washington 8/19/2016

B
Maine 4/14/2022

B
Wyoming 11/12/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
CARLSBAD, CA
Registered with this firm since 10/23/2014

B
NYLIFE SECURITIES LLC (CRD#:5167)
CARLSBAD, CA
Registered with this firm since 4/19/2004

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.