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BRET J PETERSEN
BRET JAMES PETERSEN, BRET PETERSEN
CRD#: 4635196
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2056 WESTINGS AVE STE 500
NAPERVILLE, IL 60563
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2006 (3 years)2 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2019 (8 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 10/24/2019

B
Missouri 10/24/2019

IA
Arizona 11/27/2020

B
Montana 10/24/2019

B
California 10/24/2019

B
North Carolina 10/24/2019

B
Colorado 10/24/2019

B
North Dakota 10/24/2019

B
Florida 10/24/2019

B
Ohio 4/26/2024

B
Illinois 10/24/2019

B
Oregon 4/9/2024

IA
Illinois 10/24/2019

B
Tennessee 10/24/2019

B
Indiana 10/24/2019

B
Texas 10/24/2019

B
Kansas 1/12/2021

IA
Texas 10/24/2019

B
Michigan 8/9/2023

B
Washington 10/24/2019

B
Minnesota 10/24/2019

B
Wisconsin 10/24/2019

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2056 WESTINGS AVE STE 500, NAPERVILLE, IL 60563
18700 N HAYDEN RD STE 525, SCOTTSDALE, AZ 85255
Registered with this firm since 10/24/2019

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2056 WESTINGS AVE STE 500, NAPERVILLE, IL 60563
18700 N HAYDEN RD STE 525, SCOTTSDALE, AZ 85255
Registered with this firm since 10/24/2019

Previous Registration(s)
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IA
04/15/2011 - 11/04/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) NAPERVILLE, IL
B
04/15/2011 - 11/04/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) NAPERVILLE, IL
IA
06/01/2009 - 04/21/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) NAPERVILLE, IL
B
06/01/2009 - 04/21/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) NAPERVILLE, IL
IA
10/20/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NAPERVILLE, IL
B
10/20/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NAPERVILLE, IL
IA
09/18/2003 - 10/30/2006 MORGAN STANLEY (CRD#:7556) OAK BROOK, IL
B
03/21/2003 - 10/30/2006 MORGAN STANLEY DW INC. (CRD#:7556) OAK BROOK, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.