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DELLA ELIZABETH MOODY-DAVIS
BETH MOODY CARSON, D. E. (BETH) MOODY CARSON, DELLA ELIZABETH CARSON, DELLA MOODY CARSON, ELIZABETH MOODY CARSON…
CRD#: 4634696
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 4400 POST OAK PARKWAY
HOUSTON, TX 77027
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2005 (2 years)2 FIRMS2005 - 2006 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
California 9/7/2022

B
South Carolina 4/6/2022

B
Colorado 7/15/2015

B
Tennessee 1/26/2015

B
Delaware 10/14/2011

B
Texas 10/14/2011

B
Florida 10/14/2011

IA
Texas 10/14/2011

B
New York 5/31/2016

B
Virginia 12/6/2013

B
Oklahoma 7/15/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY, HOUSTON, TX 77027
Houston, TX
Registered with this firm since 10/14/2011

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY, HOUSTON, TX 77027
Houston, TX
Registered with this firm since 10/14/2011

Previous Registration(s)
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IA
06/01/2009 - 10/26/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) HOUSTON, TX
B
06/01/2009 - 10/26/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) HOUSTON, TX
IA
02/16/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
B
02/16/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
IA
10/10/2005 - 12/31/2006 MML INVESTORS SERVICES, INC. (CRD#:10409) HOUSTON, TX
B
05/12/2005 - 12/31/2006 MML INVESTORS SERVICES, INC. (CRD#:10409) HOUSTON, TX
B
03/24/2003 - 05/17/2005 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
03/24/2003 - 05/17/2005 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.