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Mitchell Markley
MITCHELL S MARKLEY, MITCHELL SCOTT MARKLEY
CRD#: 4634597
IA
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UBS FINANCIAL SERVICES INC.CRD#: 8174 4600 S. ULSTER STREET -SUITE 700
METRO POINT ONE
DENVER, CO 80202
METRO POINT ONE
DENVER, CO 80202
0
Disclosures
21
Years of Experience
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State Registrations
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Alabama 11/15/2024
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Nebraska 11/15/2024
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Alaska 11/15/2024
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Nevada 12/1/2023
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Arizona 10/14/2022
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Nevada 5/9/2024
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Arkansas 4/1/2020
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New Hampshire 11/15/2024
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California 4/1/2020
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New Jersey 11/15/2024
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California 4/1/2020
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New Mexico 8/23/2023
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Colorado 4/1/2020
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New York 11/15/2024
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Colorado 4/1/2020
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North Carolina 11/15/2024
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Connecticut 11/15/2024
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North Dakota 11/15/2024
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Delaware 11/15/2024
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Ohio 11/15/2024
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District of Columbia 11/15/2024
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Oklahoma 11/15/2024
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Florida 4/1/2020
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Oregon 11/15/2024
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Georgia 11/15/2024
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Pennsylvania 11/15/2024
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Hawaii 11/15/2024
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Puerto Rico 11/15/2024
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Idaho 8/23/2023
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Rhode Island 11/15/2024
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Illinois 11/15/2024
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South Carolina 11/15/2024
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Indiana 11/15/2024
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South Dakota 11/15/2024
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Iowa 11/15/2024
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Tennessee 2/13/2024
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Kansas 2/13/2024
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Texas 2/13/2024
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Kentucky 11/15/2024
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Texas 2/21/2024
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Louisiana 11/15/2024
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Utah 4/1/2020
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Maine 11/15/2024
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Vermont 11/15/2024
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Maryland 11/15/2024
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Virgin Islands 12/24/2024
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Massachusetts 4/1/2020
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Virginia 11/15/2024
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Michigan 11/15/2024
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Washington 11/15/2024
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Minnesota 11/15/2024
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West Virginia 11/15/2024
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Mississippi 11/15/2024
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Wisconsin 11/15/2024
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Missouri 11/15/2024
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Wyoming 11/15/2024
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Montana 4/1/2020
SRO Registrations
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Registered with this firm since 4/1/2020
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Registered with this firm since 4/1/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 04/02/2020 | SAN DIEGO, CA | |
B | 06/01/2009 - 04/02/2020 | SAN DIEGO, CA | |
IA | 06/02/2006 - 06/01/2009 | ENGLEWOOD, CO | |
B | 06/02/2006 - 06/01/2009 | ENGLEWOOD, CO | |
IA | 08/13/2004 - 06/06/2006 | DENVER, CO | |
B | 08/13/2004 - 06/06/2006 | PURCHASE, NY | |
B | 04/03/2003 - 01/02/2004 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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