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RENE MANUEL RAMOS
CRD#: 4634124
IA
Investment Adviser
B
Broker
U.S. BANCORP ADVISORS, LLCCRD#: 14455 800 N BRAND BLVD., 16TH FLOOR
GLENDALE, CA 91203
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2003 - 2020 (17 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2003 - 2006 (3 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2010 - 2020 (10 years)
License(s)

State Registrations

B
Alabama 9/1/2023

B
Missouri 9/1/2023

B
Alaska 9/19/2023

B
Montana 9/5/2023

B
Arizona 9/12/2023

B
Nebraska 9/1/2023

B
Arkansas 9/13/2023

B
Nevada 9/6/2023

IA
California 6/30/2023

B
New Hampshire 9/6/2023

B
California 7/5/2023

B
New Jersey 9/19/2023

B
Colorado 9/5/2023

B
New Mexico 9/6/2023

B
Connecticut 9/5/2023

B
New York 9/5/2023

B
Delaware 9/27/2023

B
North Carolina 9/5/2023

B
District of Columbia 9/7/2023

B
North Dakota 9/4/2023

B
Florida 9/5/2023

B
Ohio 9/1/2023

B
Georgia 9/5/2023

B
Oklahoma 9/5/2023

B
Hawaii 9/5/2023

B
Oregon 9/3/2023

B
Idaho 9/5/2023

B
Pennsylvania 9/5/2023

B
Illinois 9/13/2023

B
Rhode Island 9/5/2023

B
Indiana 9/5/2023

B
South Carolina 9/11/2023

B
Iowa 9/8/2023

B
South Dakota 9/1/2023

B
Kansas 9/1/2023

B
Tennessee 9/6/2023

B
Kentucky 9/5/2023

B
Texas 9/5/2023

B
Louisiana 9/5/2023

B
Utah 9/5/2023

B
Maine 9/1/2023

B
Vermont 9/1/2023

B
Maryland 9/5/2023

B
Virginia 9/1/2023

B
Massachusetts 9/5/2023

B
Washington 9/6/2023

B
Michigan 9/5/2023

B
West Virginia 9/7/2023

B
Minnesota 9/1/2023

B
Wisconsin 9/5/2023

B
Mississippi 9/6/2023

B
Wyoming 9/5/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP ADVISORS, LLC (CRD#:14455)
800 N BRAND BLVD., 16TH FLOOR, GLENDALE, CA 91203
Glendale, CA
Registered with this firm since 6/30/2023

B
U.S. BANCORP ADVISORS, LLC (CRD#:14455)
800 N BRAND BLVD., 16TH FLOOR, GLENDALE, CA 91203
Glendale, CA
Registered with this firm since 6/30/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/06/2023 - 03/31/2023 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MINNEAPOLIS, MN
B
02/15/2023 - 03/31/2023 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MINNEAPOLIS, MN
IA
03/17/2010 - 08/06/2020 AMERIPRISE FINANCIAL SERVICES, LLC. (CRD#:6363) Glendale, CA
B
05/20/2003 - 08/06/2020 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Glendale, CA
B
05/20/2003 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.