• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Thad Jeffrey Erwin
CRD#: 4633960
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 201 EAST MAIN STREET
NACOGDOCHES, TX 75961
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 201 E. MAIN STREET
NACOGDOCHES, TX 75961
Registration History
200420062008201020122014201620182020202220242026IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2017 - Present (7 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2015 - Present (9 years)BLPL FINANCIAL LLC (CRD# 6413)2012 - 2015 (3 years)BBROKERSXPRESS LLC (CRD# 127081)2009 - 2012 (2 years)BSWS FINANCIAL SERVICES (CRD# 17587)2005 - 2009 (4 years)BEDWARD JONES (CRD# 250)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Alabama 7/2/2024

B
Ohio 11/19/2015

B
California 1/4/2021

B
Rhode Island 1/27/2023

B
Florida 8/18/2020

B
Tennessee 10/7/2021

B
New Mexico 11/19/2015

B
Texas 11/19/2015

B
New York 11/19/2015

IA
Texas 4/25/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
201 EAST MAIN STREET, NACOGDOCHES, TX 75961
Registered with this firm since 4/25/2017

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
201 E. MAIN STREET, NACOGDOCHES, TX 75961
Registered with this firm since 11/19/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/18/2012 - 12/01/2015 LPL FINANCIAL LLC (CRD#:6413) NACOGDOCHES, TX
B
11/05/2009 - 06/19/2012 BROKERSXPRESS LLC (CRD#:127081) NACOGDOCHES, TX
B
04/15/2005 - 11/10/2009 SWS FINANCIAL SERVICES (CRD#:17587) NACOGDOCHES, TX
B
04/16/2003 - 06/16/2003 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.