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STEPHEN MICHAEL ROSS
CRD#: 4633908
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 105 W Madison St
Ste 2100
Chicago, IL 60602
Registration History
200420062008201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2007 - Present (18 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2003 - Present (21 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2003 - 2006 (3 years)
License(s)

State Registrations

B
Arizona 11/4/2009

B
Maryland 6/21/2018

B
Arkansas 7/28/2011

B
Massachusetts 4/27/2007

B
California 6/28/2005

B
Michigan 4/22/2003

B
Colorado 3/9/2011

B
New Jersey 6/28/2005

B
Connecticut 6/19/2018

B
New York 1/12/2005

B
District of Columbia 9/6/2016

IA
New York 4/16/2021

B
Florida 2/27/2010

B
North Carolina 10/22/2009

B
Georgia 11/4/2009

B
Ohio 6/19/2018

B
Idaho 9/1/2021

B
Oregon 1/23/2008

B
Illinois 4/27/2007

B
Pennsylvania 11/25/2020

IA
Illinois 8/7/2008

B
South Dakota 6/26/2018

B
Indiana 11/5/2009

B
Texas 11/10/2006

IA
Indiana 8/14/2023

IA
Texas 2/9/2007

B
Iowa 5/7/2021

B
Washington 10/16/2009

B
Kansas 4/20/2018

B
Wisconsin 10/25/2005

B
Maine 10/20/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
105 W Madison St Ste 2100, Chicago, IL 60602
Valparaiso, IN
Registered with this firm since 2/9/2007

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
105 W Madison St Ste 2100, Chicago, IL 60602
Valparaiso, IN
Registered with this firm since 4/14/2003

Previous Registration(s)
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B
04/14/2003 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.