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SHERMAN HOWARD NORTON
SHERMAN HOWARD NORTON III
CRD#: 4633389
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1500 BROADWAY ST, STE 200
LUBBOCK, TX 79401
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2008 (4 years)2 FIRMS2008 - Present (17 years)
License(s)

State Registrations

B
California 1/1/2008

B
South Dakota 11/21/2023

B
Florida 2/8/2013

B
Texas 1/1/2008

B
Mississippi 11/28/2012

IA
Texas 1/1/2008

B
New Mexico 1/1/2008

B
Washington 6/5/2013

B
Oklahoma 1/10/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1500 BROADWAY ST, STE 200, LUBBOCK, TX 79401
Registered with this firm since 1/1/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1500 BROADWAY ST, STE 200, LUBBOCK, TX 79401
Registered with this firm since 1/1/2008

Previous Registration(s)
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B
04/11/2003 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LUBBOCK, TX
IA
04/21/2003 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LUBBOCK, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.