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Detailed Report
Ryan Sean Flynn
CRD#: 4633280
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 3333 MICHELSON DRIVE
SUITE 820
IRVINE, CA 92612
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2005 (1 year)3 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2016 (1 year)2 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2018 - 2024 (6 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2019 - 2024 (5 years)
License(s)

State Registrations

B
California 11/14/2024
IA
California 11/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
3333 MICHELSON DRIVE SUITE 820, IRVINE, CA 92612
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
3333 MICHELSON DRIVE SUITE 820, IRVINE, CA 92612
Registered with this firm since 11/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/05/2019 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) IRVINE, CA
B
 04/18/2018 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) IRVINE, CA
IA
 07/03/2014 - 03/24/2016 EDWARD JONES (CRD#:250) LADERA RANCH, CA
B
 07/03/2014 - 03/24/2016 EDWARD JONES (CRD#:250) LADERA RANCH, CA
IA
 10/01/2012 - 07/14/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) LAGUNA HILLS, CA
B
 10/01/2012 - 07/14/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) LAGUNA HILLS, CA
IA
 05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MISSION VIEJO, CA
B
 05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MISSION VIEJO, CA
IA
 12/16/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SAN CLEMENTE, CA
B
 12/15/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SAN CLEMENTE, CA
IA
 02/12/2007 - 12/08/2008 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) LAGUNA HILLS, CA
IA
 02/12/2007 - 12/08/2008 TD AMERITRADE, INC. (CRD#:7870) MISSION VIEJO, CA
B
 02/12/2007 - 12/08/2008 TD AMERITRADE, INC. (CRD#:7870) MISSION VIEJO, CA
IA
 06/16/2004 - 11/30/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) SAN DIEGO, CA
B
 06/16/2004 - 11/30/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
IA
 04/18/2003 - 05/28/2004 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN MARCOS, CA
B
 04/10/2003 - 05/28/2004 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.