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RICHARD JAMES GERHART JR
RICHARD JAMES GERHART, RICHARD GERHART
CRD#: 4632545
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4905 W TILGHMAN ST STE 350
[DA-RBO]
ALLENTOWN, PA 18104
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2008 (4 years)2 FIRMS2008 - 2022 (13 years)2 FIRMS2022 - Present (2 years)BSECURITIES AMERICA, INC. (CRD# 10205)2010 - 2011 (1 year)
Disclosure(s)
View By:
9/22/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 11/17/2022

B
Ohio 10/7/2022

B
Connecticut 9/28/2022

B
Pennsylvania 9/28/2022

B
Florida 9/28/2022

IA
Pennsylvania 9/28/2022

B
Georgia 11/4/2022

B
South Carolina 9/28/2022

B
Idaho 10/12/2022

B
Texas 4/18/2024

B
Massachusetts 10/3/2022

IA
Texas 4/18/2024

B
New Jersey 9/28/2022

B
Virginia 10/11/2024

B
New York 9/28/2022

B
Washington 10/5/2022

B
North Carolina 9/28/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4905 W TILGHMAN ST STE 350 [DA-RBO], ALLENTOWN, PA 18104
Registered with this firm since 9/28/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4905 W TILGHMAN ST STE 350 [DA-RBO], ALLENTOWN, PA 18104
Registered with this firm since 9/28/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/05/2008 - 10/04/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Center Valley, PA
B
12/05/2008 - 10/04/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Center Valley, PA
B
01/06/2010 - 09/13/2011 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
IA
09/28/2004 - 12/09/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) ALLENTOWN, PA
B
09/28/2004 - 12/09/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) ALLENTOWN, PA
IA
07/18/2003 - 09/23/2004 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) ALLENTOWN, PA
B
06/05/2003 - 09/23/2004 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
06/05/2003 - 09/23/2004 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.