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Detailed Report
MARIA MICAELA QUINTO-CHAN
MARIA MICAELA MARASIGAN QUINTO, MICHELLE QUINTO, MARIA MICAEIA QUINTO-CHAN, MARIA QUINTO-CHAN, MICA QUINTO-CHAN
CRD#: 4631407
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 E COLORADO BLVD
PASADENA, CA 91101
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2011 (4 years)2 FIRMS2011 - 2022 (11 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 3/20/2023
B
Nevada 3/20/2023
B
California 12/5/2022
B
Texas 12/5/2022
IA
California 12/6/2022
IA
Texas 12/5/2022
B
Florida 12/5/2022

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 E COLORADO BLVD, PASADENA, CA 91101
Registered with this firm since 12/5/2022
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 E COLORADO BLVD, PASADENA, CA 91101
Registered with this firm since 12/5/2022
Previous Registration(s)
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IA
 01/03/2011 - 12/14/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PASADENA, CA
B
 01/03/2011 - 12/14/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PASADENA, CA
IA
 10/17/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MURRIETA, CA
B
 09/13/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MURRIETA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.