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Detailed Report
LLOYD KEITH NELMS
CRD#: 4630560
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 3605 GLENWOOD AVE
FL 4
RALEIGH, NC 27612
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 3605 GLENWOOD AVE
STE 400
RALEIGH, NC 27612
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2005 (2 years)2 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2013 (<1 year)2 FIRMS2013 - 2021 (8 years)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
Alaska 2/17/2021
B
New Jersey 1/17/2024
B
Arizona 10/7/2024
B
New Mexico 10/7/2024
B
California 7/20/2021
B
New York 2/17/2021
B
Colorado 5/27/2021
B
North Carolina 2/17/2021
B
Connecticut 7/20/2021
IA
North Carolina 2/17/2021
B
Delaware 2/17/2021
B
Ohio 10/8/2024
B
Florida 2/17/2021
B
Pennsylvania 2/17/2021
B
Georgia 7/20/2021
B
Rhode Island 10/7/2024
B
Idaho 7/20/2021
IA
Rhode Island 2/7/2025
B
Illinois 9/20/2021
B
South Carolina 2/17/2021
B
Kentucky 7/20/2021
B
Tennessee 10/7/2024
B
Maryland 2/17/2021
B
Texas 7/20/2021
B
Massachusetts 7/26/2021
IA
Texas 8/9/2021
B
Mississippi 7/20/2021
B
Utah 8/31/2021
B
Missouri 9/8/2023
B
Virginia 2/17/2021
B
Montana 2/17/2021
B
West Virginia 7/20/2021
B
Nebraska 10/7/2024
B
Wyoming 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
3605 GLENWOOD AVE STE 400, RALEIGH, NC 27612
RALEIGH, NC
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
3605 GLENWOOD AVE FL 4, RALEIGH, NC 27612
Registered with this firm since 2/17/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/02/2013 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2013 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 04/23/2012 - 01/02/2013 SCOTT & STRINGFELLOW, LLC (CRD#:6255) RALEIGH, NC
B
 04/20/2012 - 01/02/2013 SCOTT & STRINGFELLOW, LLC (CRD#:6255) RALEIGH, NC
IA
 10/23/2009 - 04/23/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RALEIGH, NC
B
 10/23/2009 - 04/23/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RALEIGH, NC
IA
 07/11/2005 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) RALEIGH, NC
B
 07/11/2005 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) RALEIGH, NC
IA
 03/05/2003 - 04/05/2005 AXA ADVISORS, LLC (CRD#:6627) CHAPEL HILL, NC
B
 02/24/2003 - 04/05/2005 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.