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TIMOTHY PATRICK GRUMLEY
Timothy Grumley
CRD#: 4630490
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 500 PLUM ST
BRIDGEWATER PLACE
SYRACUSE, NY 13204
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2012 - 2024 (12 years)2 FIRMS2024 - Present (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2012 (6 years)BCCO INVESTMENT SERVICES CORP. (CRD# 39550)2005 - 2006 (<1 year)BCHARTER ONE SECURITIES, INC. (CRD# 13373)2004 - 2005 (1 year)BNYLIFE SECURITIES INC. (CRD# 5167)2003 - 2004 (1 year)BFIRST INVESTORS CORPORATION (CRD# 305)2003 - 2003 (<1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)
License(s)

State Registrations

B
Alabama 12/11/2024

B
Nebraska 12/11/2024

B
Alaska 12/11/2024

B
Nevada 12/11/2024

B
Arizona 12/11/2024

B
New Hampshire 12/11/2024

B
Arkansas 12/11/2024

B
New Jersey 12/11/2024

B
California 12/11/2024

B
New Mexico 12/11/2024

B
Colorado 12/11/2024

IA
New Mexico 12/12/2024

B
Connecticut 12/11/2024

B
New York 12/11/2024

B
Delaware 12/11/2024

B
North Carolina 12/11/2024

B
District of Columbia 12/11/2024

B
North Dakota 12/11/2024

B
Florida 12/11/2024

B
Ohio 12/11/2024

B
Georgia 12/11/2024

B
Oklahoma 12/11/2024

B
Hawaii 12/11/2024

B
Oregon 12/11/2024

B
Idaho 12/11/2024

B
Pennsylvania 12/11/2024

B
Illinois 12/11/2024

B
Puerto Rico 12/11/2024

B
Indiana 12/11/2024

B
Rhode Island 12/11/2024

B
Iowa 12/11/2024

B
South Carolina 12/11/2024

B
Kansas 12/11/2024

B
South Dakota 12/11/2024

B
Kentucky 12/11/2024

B
Tennessee 12/11/2024

B
Louisiana 12/11/2024

B
Texas 12/11/2024

B
Maine 12/11/2024

B
Utah 12/11/2024

B
Maryland 12/11/2024

B
Vermont 12/11/2024

B
Massachusetts 12/11/2024

B
Virgin Islands 12/11/2024

B
Michigan 12/11/2024

B
Virginia 12/11/2024

B
Minnesota 12/11/2024

B
Washington 12/11/2024

B
Mississippi 12/11/2024

B
West Virginia 12/11/2024

B
Missouri 12/11/2024

B
Wisconsin 12/11/2024

B
Montana 12/11/2024

B
Wyoming 12/11/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
500 PLUM ST BRIDGEWATER PLACE, SYRACUSE, NY 13204
Registered with this firm since 12/12/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
500 PLUM ST BRIDGEWATER PLACE, SYRACUSE, NY 13204
Registered with this firm since 12/11/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2012 - 12/05/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Syracuse, NY
B
10/01/2012 - 12/05/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Syracuse, NY
IA
05/21/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ONEIDA, NY
B
09/18/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ONEIDA, NY
B
12/01/2005 - 09/15/2006 CCO INVESTMENT SERVICES CORP. (CRD#:39550) CICERO, NY
B
11/22/2004 - 12/01/2005 CHARTER ONE SECURITIES, INC. (CRD#:13373) CLEVELAND, OH
B
07/28/2003 - 12/03/2004 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
06/02/2003 - 07/09/2003 FIRST INVESTORS CORPORATION (CRD#:305) EDISON, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.