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DAVID HENRY PORTNOY
CRD#: 4628266
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Investment Adviser
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Previous Broker
UPSPRING CAPITAL LLCCRD#: 292010 4141 Office Parkway
Dallas, TX 75204
Registration History
200420062008201020122014201620182020202220242026IAUPSPRING CAPITAL LLC (CRD# 292010)2018 - Present (6 years)BCALTON & ASSOCIATES, INC. (CRD# 20999)2017 - 2018 (<1 year)BIMS SECURITIES, INC. (CRD# 35567)2003 - 2017 (14 years)IAIMS FINANCIAL ADVISORS, INC. (CRD# 130914)2004 - 2018 (13 years)IAIMS SECURITIES, INC.DBA IMS FI... (CRD# 35567)2003 - 2004 (1 year)
License(s)

State Registrations

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Texas 3/13/2018

Current Registration(s)
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UPSPRING CAPITAL LLC (CRD#:292010)
4141 Office Parkway, Dallas, TX 75204
Registered with this firm since 3/13/2018

Previous Registration(s)
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05/13/2004 - 02/09/2018 IMS FINANCIAL ADVISORS, INC. (CRD#:130914) DALLAS, TX
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11/13/2017 - 02/06/2018 CALTON & ASSOCIATES, INC. (CRD#:20999) Dallas, TX
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03/10/2003 - 11/09/2017 IMS SECURITIES, INC. (CRD#:35567)
FINRA expelled the firm on 09/04/2018
DALLAS, TX
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03/14/2003 - 12/31/2004 IMS SECURITIES, INC.DBA IMS FINANCIAL ADVISORS, INC (CRD#:35567) DALLAS, TX
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Investment Adviser
Disclosures
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