Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JAMES NATHAN HAIT
CRD#: 4628092
IA
Investment Adviser
VICTORY WEALTH SERVICES, LLCCRD#: 290270 3741 KARICIO LANE
SUITE 2
PRESCOTT, AZ 86303
Registration History
201820192020202120222023202420252026IAVICTORY WEALTH SERVICES, LLC (CRD# 290270)2018 - Present (7 years)
License(s)

State Registrations

IA
Arizona 1/23/2018
Current Registration(s)
IA
VICTORY WEALTH SERVICES, LLC (CRD#:290270)
3741 KARICIO LANE SUITE 2, PRESCOTT, AZ 86303
Registered with this firm since 1/23/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.