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Cynthia M Jones
CYNTHIA MONIQUE JONES, CYNTHIA MONIQUE JONES-MOORE
CRD#: 4627991
IA
B
CHARLES SCHWAB & CO., INC.CRD#: 5393 600 Old Country Road
Garden City, NY 11530-2045
Garden City, NY 11530-2045
0
Disclosures
9
Years of Experience
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State Registrations
B
Arizona 1/26/2022
B
Nevada 5/7/2024
B
California 1/26/2022
B
New Jersey 1/26/2022
B
Colorado 1/26/2022
B
New York 1/26/2022
B
Connecticut 1/26/2022
IA
New York 1/26/2022
B
Florida 1/26/2022
B
North Carolina 5/7/2024
B
Illinois 1/26/2022
B
Pennsylvania 2/15/2022
B
Maryland 1/26/2022
B
South Carolina 1/26/2022
B
Massachusetts 2/28/2022
B
Texas 1/26/2022
SRO Registrations
B
B
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IA
Registered with this firm since 1/26/2022
B
Registered with this firm since 1/26/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/04/2018 - 05/11/2024 | Garden City, NY | |
IA | 09/04/2018 - 09/07/2023 | Garden City, NY | |
IA | 09/04/2018 - 10/14/2022 | Garden City, NY | |
B | 04/30/2018 - 08/02/2018 | New York, NY | |
IA | 11/14/2017 - 05/01/2018 | NEW YORK, NY | |
B | 09/06/2016 - 05/01/2018 | NEW YORK, NY | |
B | 08/24/2015 - 04/12/2016 | SYOSSET, NY | |
B | 03/20/2003 - 05/27/2003 | MINNEAPOLIS, MN | |
B | 03/20/2003 - 05/27/2003 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.