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Detailed Report
GEORGE THEODORE DAVIS
CRD#: 4627588
IA
Investment Adviser
B
Broker
NEXT FINANCIAL GROUP, INC.CRD#: 46214 501 E. Las Olas Blvd. #300
Fort Lauderdale, FL 33301
Registration History
200420062008201020122014201620182020202220242026IANEXT FINANCIAL GROUP, INC. (CRD# 46214)2013 - Present (11 years)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2006 - Present (19 years)BGRACE FINANCIAL GROUP LLC (CRD# 104133)2006 - 2006 (<1 year)BGILFORD SECURITIES INCORPORATED (CRD# 8076)2004 - 2005 (1 year)BGUNNALLEN FINANCIAL, INC (CRD# 17609)2003 - 2004 (<1 year)BCONTINENTAL BROKER-DEALER CORP. (CRD# 14048)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Arizona 6/29/2017
B
Michigan 3/31/2006
B
California 4/3/2006
B
New Jersey 4/10/2006
B
Connecticut 5/18/2012
B
New York 4/7/2006
B
Delaware 11/25/2023
B
North Carolina 11/14/2007
B
Florida 4/13/2006
B
Pennsylvania 4/3/2006
IA
Florida 7/3/2013
B
Texas 2/8/2021
B
Georgia 9/7/2011
IA
Texas 12/22/2023
B
Illinois 1/3/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
501 E. Las Olas Blvd. #300, Fort Lauderdale, FL 33301
Registered with this firm since 7/3/2013
B
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
501 E. Las Olas Blvd. #300, Fort Lauderdale, FL 33301
Registered with this firm since 3/31/2006
Previous Registration(s)
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B
 01/30/2006 - 03/31/2006 GRACE FINANCIAL GROUP LLC (CRD#:104133)
FINRA expelled the firm on 09/06/2016
SOUTHHAMPTON, NY
B
 06/17/2004 - 11/11/2005 GILFORD SECURITIES INCORPORATED (CRD#:8076) NEW YORK, NY
B
 09/18/2003 - 06/15/2004 GUNNALLEN FINANCIAL, INC (CRD#:17609) TAMPA, FL
B
 01/30/2003 - 09/15/2003 CONTINENTAL BROKER-DEALER CORP. (CRD#:14048)
FINRA expelled the firm on 05/06/2004
CARLE PLACE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.