Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
SHASEEN TIFFANY YOBE
SHASEEN TIFFANY MCCREARY, Shaseen Tiffany Yobe
CRD#: 4627377
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2 SOUTH BROAD STREET
CANFIELD, OH 44406
CETERA INVESTMENT SERVICES LLCCRD#: 15340 2 South Broad Street
Canfield, OH 44406
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BTHE HUNTINGTON INVESTMENT COMPANY (CRD# 16986)2013 - 2018 (5 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2009 - 2013 (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - 2009 (2 years)BMCDONALD INVESTMENTS INC. (CRD# 566)2005 - 2007 (1 year)BBUTLER, WICK & CO., INC. (CRD# 120)2003 - 2005 (1 year)
License(s)

State Registrations

B
Ohio 10/3/2018
B
Pennsylvania 10/3/2018
IA
Ohio 10/3/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2 SOUTH BROAD STREET, CANFIELD, OH 44406
Registered with this firm since 10/3/2018
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
2 South Broad Street, Canfield, OH 44406
Registered with this firm since 10/3/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/12/2013 - 09/27/2018 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) CANFIELD, OH
B
 09/25/2009 - 02/21/2013 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) CANFIELD, OH
B
 02/09/2007 - 09/25/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) CANFIELD, OH
B
 10/25/2005 - 02/09/2007 MCDONALD INVESTMENTS INC. (CRD#:566) CANFIELD, OH
B
 11/10/2003 - 09/27/2005 BUTLER, WICK & CO., INC. (CRD#:120) YOUNGSTOWN, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.