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Natalie Ruth Mason
NATALIE RUTH JONES, NATALIE JONES
CRD#: 4626960
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 333 S. GARLAND AVE
ORLANDO, FL 32801
ORLANDO, FL 32801
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 333 S. GARLAND AVE
ORLANDO, FL 32801
ORLANDO, FL 32801
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9/13/2006
Customer Dispute
Denied
State Registrations
B
Florida 7/27/2012
B
Georgia 7/27/2012
IA
Florida 8/24/2016
SRO Registrations
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 8/24/2016
B
Registered with this firm since 7/27/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/23/2019 - 03/02/2021 | RICHMOND, VA | |
B | 12/09/2019 - 02/17/2021 | RICHMOND, VA | |
IA | 08/17/2012 - 12/31/2016 | ORLANDO, FL | |
IA | 10/07/2008 - 07/06/2012 | LAKE MARY, FL | |
B | 10/02/2008 - 07/06/2012 | LAKE MARY, FL | |
IA | 11/13/2006 - 10/02/2008 | HEATHROW, FL | |
B | 10/24/2006 - 10/02/2008 | HEATHROW, FL | |
IA | 03/18/2004 - 09/18/2006 | LEESBURG, FL | |
B | 03/12/2004 - 09/18/2006 | LEESBURG, FL | |
B | 02/17/2003 - 03/25/2004 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.