Individual Firm
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Christian Lawrence Coughlan
CHRISTIAN L COUGHLAN, CHRISTIAN LAWRENCE COUGHLAN
CRD#: 4626583
IA
B
EDWARD JONESCRD#: 250 111 SW 5th Avenue Suite 1975
Portland, OR 97204
Portland, OR 97204
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10/14/2019
Customer Dispute
Denied
State Registrations
B
Arizona 5/11/2018
B
Georgia 9/15/2023
B
California 5/4/2018
B
Oregon 5/4/2018
B
Colorado 5/24/2018
IA
Oregon 5/15/2018
B
Connecticut 10/18/2023
B
Rhode Island 5/4/2018
B
Florida 2/8/2022
B
Washington 5/4/2018
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/15/2018
B
Registered with this firm since 5/4/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/14/2015 - 05/15/2018 | ST. HELENS, OR | |
B | 07/14/2015 - 05/15/2018 | ST. HELENS, OR | |
IA | 09/12/2014 - 07/08/2015 | PORTLAND, OR | |
IA | 09/11/2014 - 07/08/2015 | PORTLAND, OR | |
B | 09/11/2014 - 07/08/2015 | PORTLAND, OR | |
IA | 06/22/2005 - 08/04/2014 | NEW YORK, NY | |
B | 04/28/2005 - 08/04/2014 | NEW YORK, NY | |
B | 05/21/2003 - 03/24/2005 | MILWAUKEE, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.