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JAIME ANAYA JR
JAIME ANAYA, JIMMY ANAYA JR, JAIME ANAYA JR
CRD#: 4626328
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J.P. MORGAN SECURITIES LLCCRD#: 79 35 FIFTH AVENUE
PELHAM, NY 10803
PELHAM, NY 10803
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Disclosures
14
Years of Experience
View By:
State Registrations
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California 2/14/2014
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New Jersey 11/30/2012
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Colorado 4/23/2024
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New Jersey 8/5/2016
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Connecticut 11/30/2012
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New Mexico 3/5/2021
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Florida 2/14/2014
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New York 12/11/2012
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Illinois 3/10/2017
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New York 5/3/2021
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Indiana 12/1/2023
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Ohio 1/5/2017
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Kentucky 2/2/2024
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Rhode Island 9/26/2024
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Maryland 10/27/2016
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South Carolina 7/21/2020
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Massachusetts 7/28/2017
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Texas 3/11/2025
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Montana 9/13/2021
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Texas 3/17/2025
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 8/5/2016
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Registered with this firm since 11/30/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/21/2004 - 02/02/2007 | NEW YORK, NY | |
B | 02/04/2003 - 03/17/2003 | EDISON, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.