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James Jennings
JAMES WILKINSON JENNINGS
CRD#: 4626301
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2980 MATLOCK RD.
MANSFIELD, TX 76063
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2014 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2005 - 2005 (<1 year)BPFS INVESTMENTS INC. (CRD# 10111)2003 - 2005 (2 years)
License(s)

State Registrations

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Connecticut 11/16/2023

B
Texas 11/9/2021

B
Florida 2/11/2025

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Texas 11/12/2021

B
Indiana 2/5/2025

B
Vermont 1/4/2024

B
Massachusetts 5/20/2022

B
Washington 2/10/2025

B
Oklahoma 7/5/2022

SRO Registrations

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BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
2980 MATLOCK RD., MANSFIELD, TX 76063
1301 S BOWEN RD, ARLINGTON, TX 76013
Registered with this firm since 11/12/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2980 MATLOCK RD., MANSFIELD, TX 76063
1301 S BOWEN RD, ARLINGTON, TX 76013
Registered with this firm since 10/11/2021

Previous Registration(s)
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10/01/2012 - 12/02/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) GRAND PRAIRIE, TX
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07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GRAND PRAIRIE, TX
B
04/18/2005 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
01/29/2003 - 03/23/2005 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.