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ARNOLD DAVID WEITZ
CRD#: 462620
IA
B
ARNOLD WEITZ & COCRD#: 108026 414 S 14 STREET
OMAHA, NE 68106
OMAHA, NE 68106
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 20488 PARK ROAD
ELKHORN, NE 68022
ELKHORN, NE 68022
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Disclosures
52
Years of Experience
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State Registrations
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Arizona 1/4/1999
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Nebraska 1/24/2005
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California 1/4/1999
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Nevada 5/12/2017
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Colorado 1/4/1999
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New Hampshire 1/4/1999
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Florida 1/4/1999
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New Mexico 1/4/1999
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Georgia 1/4/1999
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New York 1/4/1999
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Idaho 2/1/2013
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North Carolina 8/14/2024
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Illinois 1/4/1999
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Oklahoma 11/21/2003
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Iowa 1/4/1999
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Oregon 1/22/2002
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Kansas 3/17/2004
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South Carolina 9/17/2014
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Maine 1/4/1999
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South Dakota 11/28/2022
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Maryland 4/9/2007
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Tennessee 1/25/2023
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Massachusetts 1/4/1999
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Texas 1/4/1999
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Michigan 2/2/2021
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Texas 5/30/2012
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Minnesota 1/4/1999
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Utah 10/12/2006
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Missouri 1/2/2008
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Virginia 1/29/2020
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Montana 12/7/2009
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Washington 9/7/2001
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Nebraska 1/4/1999
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Wisconsin 1/4/1999
SRO Registrations
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Registered with this firm since 1/24/2005
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Registered with this firm since 1/4/1999
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/09/1994 - 12/31/2004 | OMAHA, NE | |
IA | 08/01/2002 - 01/08/2003 | ST. PETERSBURG, FL | |
B | 11/16/1992 - 01/04/1999 | ST. PETERSBURG, FL | |
B | 12/07/1988 - 12/08/1992 | ||
B | 07/11/1977 - 12/05/1988 | ||
B | 11/17/1976 - 09/24/1977 | ||
B | 11/08/1974 - 11/17/1976 | ||
B | 10/26/1973 - 11/08/1974 | ||
B | 08/15/1972 - 10/26/1973 |
11/17/1976 - 09/24/1977
11/08/1974 - 11/17/1976
10/26/1973 - 11/08/1974
08/15/1972 - 10/26/1973
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.