• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
William E Schoen
WILLIAM EDWARD SCHOEN II
CRD#: 4625178
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 420 THROCKMORTON ST
FORT WORTH, TX 76102
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (<1 year)2 FIRMS2005 - 2012 (7 years)2 FIRMS2012 - Present (12 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2004 - 2005 (1 year)IABANC ONE SECURITIES CORPORATION (CRD# 16999)2005 - 2005 (<1 year)
Disclosure(s)
View By:
4/25/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 8/22/2022

B
Mississippi 10/1/2012

B
Arizona 6/20/2014

B
Missouri 10/1/2012

B
Arkansas 10/1/2012

B
Montana 8/22/2022

B
California 10/1/2012

B
Nevada 8/19/2020

B
Colorado 6/5/2013

B
New Jersey 10/1/2012

B
District of Columbia 11/13/2023

B
New Mexico 10/1/2012

B
Florida 10/1/2012

B
New York 3/19/2019

B
Georgia 10/1/2012

B
North Carolina 9/20/2016

B
Hawaii 4/2/2014

B
Oklahoma 12/14/2016

B
Idaho 11/7/2019

B
Oregon 2/14/2018

B
Illinois 10/1/2012

B
Pennsylvania 10/1/2012

B
Indiana 10/1/2012

B
South Carolina 9/28/2016

B
Louisiana 10/1/2012

B
Tennessee 10/1/2012

B
Maine 2/8/2017

B
Texas 10/1/2012

B
Maryland 12/1/2021

IA
Texas 10/1/2012

B
Massachusetts 11/8/2021

B
Utah 8/19/2020

B
Michigan 10/1/2012

B
Virginia 10/1/2012

B
Minnesota 10/1/2012

B
Washington 1/10/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
420 THROCKMORTON ST, FORT WORTH, TX 76102
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
420 THROCKMORTON ST, FORT WORTH, TX 76102
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SOUTHLAKE, TX
B
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SOUTHLAKE, TX
IA
05/23/2005 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) BAKER, LA
B
02/20/2004 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
07/28/2003 - 02/20/2004 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
07/28/2003 - 02/20/2004 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.