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Detailed Report
Jennifer Ann Ly
JENNIFER ANN ALFONSO, JENNIFER ANN JIMENEZ ALFONSO, JENNIFER ANN ALFONSO, JENNIFER ANN ALFONSO LY, JENNIFER ANN ALFONSO LY…
CRD#: 4623311
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Investment Adviser
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Previous Broker
PORTFOLIO MEDICS, LLCCRD#: 145958 3021 E La Jolla Street
Anaheim, CA 92806
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2003 - 2003 (<1 year)2 FIRMS2003 - 2007 (3 years)2 FIRMS2007 - 2014 (7 years)2 FIRMS2016 - 2018 (1 year)IAPORTFOLIO MEDICS, LLC (CRD# 145958)2024 - Present (<1 year)IALIFEPRO ASSET MANAGEMENT (CRD# 285252)2018 - 2023 (4 years)
License(s)

State Registrations

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California 4/10/2024
Current Registration(s)
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PORTFOLIO MEDICS, LLC (CRD#:145958)
3021 E La Jolla Street, Anaheim, CA 92806
Registered with this firm since 4/10/2024
Previous Registration(s)
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 11/28/2018 - 08/02/2023 LIFEPRO ASSET MANAGEMENT (CRD#:285252) Anaheim Hills, CA
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 12/12/2016 - 10/29/2018 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) BREA, CA
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 12/12/2016 - 10/29/2018 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) BREA, CA
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 05/29/2007 - 12/18/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHINO HILLS, CA
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 05/29/2007 - 12/18/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHINO HILLS, CA
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 06/02/2003 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) LOS ANGELES, CA
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 06/02/2003 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) LOS ANGELES, CA
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 03/28/2003 - 05/09/2003 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) LONG BEACH, CA
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 03/17/2003 - 05/09/2003 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
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 03/17/2003 - 05/09/2003 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.