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Detailed Report
STEVEN JAY BACKUS
CRD#: 4622760
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Investment Adviser
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Previous Broker
JOHNSON WEALTH INC.CRD#: 125557 555 EAST WELLS STREET
SUITE 1900
MILWAUKEE, WI 53202
Registration History
200420062008201020122014201620182020202220242026IAJOHNSON WEALTH INC. (CRD# 125557)2010 - Present (15 years)BCLEARY GULL INC. (CRD# 45309)2008 - 2016 (7 years)BB. C. ZIEGLER AND COMPANY (CRD# 61)2005 - 2008 (3 years)BMORGAN STANLEY DW INC. (CRD# 7556)2005 - 2005 (<1 year)BSTRONG INVESTMENTS, INC. (CRD# 15658)2003 - 2004 (1 year)IACLEARY GULL INC. (CRD# 45309)2009 - 2016 (6 years)IAZIEGLER CAPITAL MANAGEMENT, LLC (CRD# 135622)2007 - 2008 (1 year)
License(s)

State Registrations

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Texas 5/13/2016
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Wisconsin 1/29/2010
Current Registration(s)
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JOHNSON WEALTH INC. (CRD#:125557)
555 EAST WELLS STREET SUITE 1900, MILWAUKEE, WI 53202
Registered with this firm since 1/29/2010
Previous Registration(s)
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 09/08/2009 - 06/02/2016 CLEARY GULL INC. (CRD#:45309) MILWAUKEE, WI
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 12/17/2008 - 06/02/2016 CLEARY GULL INC. (CRD#:45309) MILWAUKEE, WI
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 01/30/2007 - 12/02/2008 ZIEGLER CAPITAL MANAGEMENT, LLC (CRD#:135622) CHICAGO, IL
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 11/29/2005 - 12/02/2008 B. C. ZIEGLER AND COMPANY (CRD#:61) CHICAGO, IL
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 01/06/2005 - 10/17/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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 02/13/2003 - 12/31/2004 STRONG INVESTMENTS, INC. (CRD#:15658) MENOMONEE FALLS, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.