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WILLIAM HENRY CHESHIRE JR.
WILIAM HENRY CHESHIRE JR., WILLIAM CHESHIRE
CRD#: 4622670
IA
B
ESI FINANCIAL ADVISORSCRD#: 265 225 BROADHOLLOW ROAD
SUITE 301
MELVILLE, NY 11747
SUITE 301
MELVILLE, NY 11747
0
Disclosures
18
Years of Experience
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State Registrations
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Arkansas 3/26/2024
B
Michigan 7/30/2020
B
Florida 11/15/2019
B
New York 4/7/2014
B
Illinois 8/10/2022
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New York 6/22/2021
SRO Registrations
B
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Registered with this firm since 6/22/2021
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Registered with this firm since 4/7/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/24/2011 - 04/15/2014 | HAUPPAUGE, NY | |
B | 01/02/2002 - 02/14/2007 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.