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RYAN G MELBY
CRD#: 4622321
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 N19 W24400 RIVERWOOD DR
WAUKESHA, WI 53188
WAUKESHA, WI 53188
0
Disclosures
21
Years of Experience
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State Registrations
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Arizona 3/5/2013
B
New York 1/6/2023
B
California 9/8/2009
B
North Carolina 10/6/2011
B
Connecticut 3/1/2017
B
Ohio 9/8/2009
B
District of Columbia 6/14/2024
B
Oregon 2/25/2022
B
Florida 1/27/2017
B
Pennsylvania 3/23/2017
B
Georgia 3/21/2017
B
South Carolina 3/23/2017
B
Illinois 9/8/2009
B
Tennessee 2/27/2019
B
Indiana 3/1/2017
B
Texas 9/8/2009
B
Iowa 3/1/2017
IA
Texas 9/8/2009
B
Michigan 3/1/2017
B
Wisconsin 9/8/2009
B
Nevada 2/21/2017
IA
Wisconsin 9/8/2009
B
New Jersey 1/25/2012
SRO Registrations
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Registered with this firm since 9/8/2009
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Registered with this firm since 9/8/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/17/2003 - 09/23/2009 | BROOKFIELD, WI | |
B | 11/17/2003 - 09/23/2009 | BROOKFIELD, WI | |
B | 02/03/2003 - 06/18/2003 | MILWAUKEE, WI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.