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MICHAEL THOMAS RICHARDS
MICHAEL RICHARDS
CRD#: 4621131
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 70 WEST MADISON STREET
SUITE 2500
CHICAGO, IL 60602
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - Present (21 years)
License(s)

State Registrations

B
Alabama 5/14/2013

B
New Hampshire 8/26/2010

B
Arizona 9/24/2015

B
New Jersey 6/9/2003

B
California 7/17/2003

B
New Mexico 11/27/2023

B
Colorado 6/15/2006

B
New York 6/9/2003

B
Florida 7/17/2003

B
Oregon 4/17/2008

B
Illinois 6/3/2003

B
Pennsylvania 6/8/2017

IA
Illinois 6/3/2003

B
South Carolina 7/8/2022

B
Indiana 6/6/2003

B
South Dakota 10/27/2003

IA
Indiana 10/28/2003

B
Texas 7/17/2003

B
Iowa 5/12/2014

IA
Texas 10/22/2009

B
Kentucky 11/4/2014

B
Vermont 1/3/2011

B
Maryland 4/17/2008

B
Virgin Islands 5/17/2007

B
Massachusetts 2/8/2017

B
Virginia 3/24/2004

B
Michigan 6/9/2003

B
Washington 7/17/2003

B
Minnesota 9/11/2024

B
Wisconsin 6/9/2003

B
Missouri 10/18/2004

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
70 WEST MADISON STREET SUITE 2500, CHICAGO, IL 60602
Registered with this firm since 6/3/2003

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
70 WEST MADISON STREET SUITE 2500, CHICAGO, IL 60602
Registered with this firm since 4/8/2003

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.