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STEPHEN ASHLEY FITZMAURICE
STEPHEN FITZMAURICE
CRD#: 4620528
IA
B
MORGAN STANLEYCRD#: 149777 112 Worcester Street
Wellesley, MA 02481
Wellesley, MA 02481
0
Disclosures
22
Years of Experience
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State Registrations
B
Arizona 6/1/2009
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 10/30/2017
IA
California 6/1/2009
B
New York 6/1/2009
B
Colorado 3/24/2015
B
North Carolina 1/15/2016
B
Connecticut 6/1/2009
B
Ohio 6/1/2009
IA
Connecticut 6/1/2009
B
Oregon 11/16/2020
B
Delaware 6/6/2017
B
Pennsylvania 6/1/2009
B
District of Columbia 12/20/2010
B
Rhode Island 6/1/2009
B
Florida 6/1/2009
B
South Carolina 7/16/2018
B
Georgia 9/10/2015
B
South Dakota 2/19/2025
B
Illinois 1/8/2013
B
Texas 6/3/2016
B
Maine 11/15/2016
IA
Texas 4/2/2020
B
Maryland 6/1/2009
B
Vermont 11/24/2020
B
Massachusetts 6/1/2009
B
Virgin Islands 5/30/2024
B
Michigan 12/4/2020
B
Virginia 6/7/2011
B
Montana 8/7/2023
B
Washington 7/16/2018
B
Nevada 8/5/2024
B
Wisconsin 6/1/2009
B
New Hampshire 2/19/2014
B
Wyoming 8/27/2021
SRO Registrations
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B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | BOSTON, MA | |
B | 04/02/2007 - 06/01/2009 | BOSTON, MA | |
IA | 02/23/2007 - 04/02/2007 | BOSTON, MA | |
B | 02/23/2007 - 04/02/2007 | BOSTON, MA | |
IA | 03/18/2003 - 02/27/2007 | BURLINGTON, MA | |
B | 01/30/2003 - 02/27/2007 | BURLINGTON, MA |
BURLINGTON, MA
01/30/2003 - 02/27/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.