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Detailed Report
JONATHAN DANIEL MAGPAYO
CRD#: 4619796
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 19840 BEACH BLVD
HUNTINGTON BEACH, CA 92648
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (1 year)2 FIRMS2005 - 2006 (1 year)2 FIRMS2007 - Present (18 years)BATLAS SECURITIES, LLC (CRD# 20991)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Arizona 1/5/2018
B
Nebraska 3/19/2024
B
California 2/1/2007
B
Nevada 5/28/2010
IA
California 2/1/2007
B
New Mexico 3/27/2019
B
Colorado 5/3/2023
B
Ohio 4/4/2019
B
Florida 7/14/2009
B
South Dakota 4/16/2024
B
Kentucky 11/14/2022
B
Texas 2/4/2019
B
Michigan 5/21/2021
IA
Texas 2/5/2019
B
Mississippi 3/26/2008
B
Washington 8/13/2014
B
Montana 4/2/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
19840 BEACH BLVD, HUNTINGTON BEACH, CA 92648
Registered with this firm since 2/1/2007
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
19840 BEACH BLVD, HUNTINGTON BEACH, CA 92648
Registered with this firm since 2/1/2007
Previous Registration(s)
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B
 06/09/2006 - 02/01/2007 ATLAS SECURITIES, LLC (CRD#:20991) LAGUNA HILLS, CA
IA
 02/10/2005 - 05/23/2006 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) LA, CA
B
 02/10/2005 - 05/23/2006 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
IA
 09/26/2003 - 11/01/2004 MORGAN STANLEY (CRD#:7556) SAN DIEGO, CA
B
 09/05/2003 - 11/01/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.