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Detailed Report
FERMIN ALBERTO MESINA
CRD#: 4619199
IA
Investment Adviser
B
Broker
OSAIC INSTITUTIONS, INC.CRD#: 35371 510 Broadway, Suite 8
Chula Vista, CA 91910
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2010 (7 years)2 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2016 (2 years)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - Present (8 years)
Disclosure(s)
View By:
2/6/2023
Financial
Final
1/11/2023
Customer Dispute
Settled
4/13/2022
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 10/5/2020
B
Georgia 8/20/2021
B
California 1/19/2017
B
Nevada 9/13/2019
IA
California 1/19/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC INSTITUTIONS, INC. (CRD#:35371)
510 Broadway, Suite 8, Chula Vista, CA 91910
Registered with this firm since 1/19/2017
B
OSAIC INSTITUTIONS, INC. (CRD#:35371)
510 Broadway, Suite 8, Chula Vista, CA 91910
Registered with this firm since 1/19/2017
Previous Registration(s)
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IA
 06/28/2016 - 01/27/2017 FIRST BROKERAGE AMERICA, L.L.C. (CRD#:43431) Chula Vista, CA
B
 06/27/2016 - 01/27/2017 FIRST BROKERAGE AMERICA, L.L.C. (CRD#:43431) Chula Vista, CA
IA
 05/08/2014 - 06/24/2016 INSIGHT SECURITIES, INC. (CRD#:5611) Chula Vista, CA
B
 05/07/2014 - 06/24/2016 INSIGHT SECURITIES, INC. (CRD#:5611) Chula Vista, CA
IA
 10/01/2012 - 05/09/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) CHULA VISTA, CA
B
 10/01/2012 - 05/09/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) CHULA VISTA, CA
IA
 05/12/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHULA VISTA, CA
B
 05/12/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHULA VISTA, CA
IA
 04/15/2010 - 04/19/2011 HSBC SECURITIES (USA) INC. (CRD#:19585) CHULA VISTA, CA
B
 04/14/2010 - 04/19/2011 HSBC SECURITIES (USA) INC. (CRD#:19585) CHULA VISTA, CA
IA
 03/04/2003 - 04/07/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN DIEGO, CA
B
 02/10/2003 - 04/07/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.