Individual Firm
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TRAVIS O'QUINN
CRD#: 4617976
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 3605 GLENWOOD AVE
STE 400
RALEIGH, NC 27612
STE 400
RALEIGH, NC 27612
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 3605 GLENWOOD AVE
STE 400
RALEIGH, NC 27612
STE 400
RALEIGH, NC 27612
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
California 2/17/2021
B
New York 2/17/2021
B
Colorado 2/17/2021
B
North Carolina 2/17/2021
B
Connecticut 2/17/2021
IA
North Carolina 12/20/2022
B
Florida 2/17/2021
B
Pennsylvania 2/17/2021
B
Georgia 2/17/2021
B
Texas 2/17/2021
B
Indiana 2/17/2021
B
Virginia 2/17/2021
B
New Jersey 2/17/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/17/2021
B
Registered with this firm since 1/15/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2013 - 02/17/2021 | RICHMOND, VA | |
B | 01/02/2013 - 02/17/2021 | RICHMOND, VA | |
IA | 10/18/2006 - 01/02/2013 | RICHMOND, VA | |
B | 10/18/2006 - 01/02/2013 | RICHMOND, VA | |
B | 03/10/2005 - 10/03/2006 | RICHMOND, VA | |
IA | 02/01/2005 - 03/11/2005 | GLEN ALLEN, VA | |
B | 02/01/2005 - 03/11/2005 | ST. LOUIS, MO | |
B | 01/01/2005 - 02/01/2005 | NEW YORK CITY, NY | |
B | 11/05/2003 - 01/01/2005 | NEW YORK, NY | |
B | 07/04/2003 - 10/02/2003 | MINNEAPOLIS, MN | |
B | 07/04/2003 - 10/02/2003 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.