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Detailed Report
VICTOR CLINTON CALVERT
CLINT CALVERT, V CLINT CALVERT, VICTOR CALVERT
CRD#: 4617779
IA
Investment Adviser
B
Broker
ROCKEFELLER CAPITAL MANAGEMENTCRD#: 291361 3060 Peachtree Road, NW, Suite 110
ATLANTA, GA 30305
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2009 (5 years)2 FIRMS2009 - 2015 (6 years)2 FIRMS2015 - 2022 (6 years)2 FIRMS2022 - Present (3 years)
Disclosure(s)
View By:
2/5/1999
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 2/3/2022
B
Mississippi 1/7/2022
B
Arizona 1/7/2022
B
Missouri 1/7/2022
B
Arkansas 1/7/2022
B
Nevada 1/7/2022
B
California 1/7/2022
B
New Jersey 1/7/2022
B
Colorado 1/7/2022
B
New York 1/7/2022
B
Connecticut 3/14/2023
B
North Carolina 3/14/2023
B
Delaware 2/3/2022
B
Ohio 1/7/2022
B
District of Columbia 1/7/2022
B
Oklahoma 3/14/2023
B
Florida 1/7/2022
B
Oregon 1/30/2025
B
Georgia 1/7/2022
B
Pennsylvania 3/14/2023
IA
Georgia 1/10/2022
B
Puerto Rico 2/26/2024
B
Idaho 12/7/2023
B
Rhode Island 3/16/2023
B
Illinois 1/13/2022
B
South Carolina 1/7/2022
B
Indiana 1/7/2022
B
Tennessee 1/7/2022
B
Kansas 6/12/2023
B
Texas 1/7/2022
B
Kentucky 1/7/2022
IA
Texas 1/7/2022
B
Louisiana 2/2/2022
B
Utah 1/7/2022
B
Maine 3/13/2023
B
Virginia 3/14/2023
B
Maryland 1/7/2022
B
Washington 1/7/2022
B
Massachusetts 1/7/2022
B
West Virginia 3/13/2023
B
Michigan 1/7/2022
B
Wyoming 3/27/2024
B
Minnesota 2/3/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROCKEFELLER CAPITAL MANAGEMENT (CRD#:291361)
3060 Peachtree Road, NW, Suite 110, ATLANTA, GA 30305
Registered with this firm since 1/7/2022
B
ROCKEFELLER FINANCIAL LLC (CRD#:291361)
3060 Peachtree Road, NW, Suite 110, ATLANTA, GA 30305
Registered with this firm since 1/7/2022
Previous Registration(s)
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IA
 10/01/2015 - 02/01/2022 MORGAN STANLEY (CRD#:149777) Atlanta, GA
B
 10/01/2015 - 02/01/2022 MORGAN STANLEY (CRD#:149777) Atlanta, GA
IA
 02/13/2009 - 10/08/2015 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ATLANTA, GA
B
 02/13/2009 - 10/08/2015 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ATLANTA, GA
IA
 03/06/2003 - 03/04/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
 04/24/2003 - 03/04/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.