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Detailed Report
DESTIN MICHAEL TOMPKINS
CRD#: 4617598
IA
Investment Adviser
EFINANCIAL ALLIANCE, LLCCRD#: 161352 106 MISSION COURT
STE 703
FRANKLIN, TN 37067
Registration History
20122014201620182020202220242026IAEFINANCIAL ALLIANCE, LLC (CRD# 161352)2013 - Present (11 years)IAM HOLDINGS SECURITIES, INC. (CRD# 43285)2012 - 2013 (1 year)
License(s)

State Registrations

IA
Tennessee 12/5/2013
Current Registration(s)
IA
EFINANCIAL ALLIANCE, LLC (CRD#:161352)
106 MISSION COURT STE 703, FRANKLIN, TN 37067
Registered with this firm since 12/5/2013
Previous Registration(s)
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IA
 05/03/2012 - 11/07/2013 M HOLDINGS SECURITIES, INC. (CRD#:43285) NASHVILLE, TN
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.